Compliance Toolkits Built for Real-World Execution
Practitioner-built compliance tools for community banks, credit unions, and fintechs — enterprise-grade knowledge at a price that works for your budget.
What We Offer
Compliance Toolkits
Credit Card Compliance Blueprint — $97 instant download
Compliance Management System Toolkit — $347 instant download
UDAAP Risk Assessment & Controls Workbook — $149 instant download
Built in Excel and Word — ready to use immediately, no new software required
Advisory Support
Fractional CCO and compliance program support
Exam and audit readiness
New product launch compliance design
Sponsor bank due diligence preparation
Built for Practitioners, Not Theory
Unlike Big 4 consulting deliverables priced for enterprise budgets, these tools are built for the compliance officer at a community bank, the CCO at a credit union, and the founder at a fintech who needs to get compliant without a $50,000 engagement. Practitioner-built. Excel-based. Ready this week.
Explore the Credit Card Compliance Blueprint
25 core federal requirements. Plain-English summaries. Operational steps, system requirements, and evidence checklists — all in one Excel file. $97 instant download.
Explore the Compliance Management System Toolkit
Everything you need to build a defensible compliance program from the ground up. 5 practitioner-built tools covering your CMS policy, complaint management, 15 federal regulations, and credit card compliance — all in Excel and Word, ready to use this week.
Explore the UDAAP Risk Assessment & Controls Workbook
20 UDAAP risk areas across DDA, Savings, Loans, Credit Cards, and Payments. Controls inventory, monitoring log, and exam preparation checklist — all in Excel, built for compliance officers who need a structured, examiner-ready UDAAP program without starting from scratch. $149 instant download."
Compliance Infrastructure Kit — Controls, Requirements & Mapping
The Compliance Infrastructure Kit gives compliance officers, CCOs, and operations leads at community banks, credit unions, and fintechs the documented foundation examiners expect to see — and most institutions don't have.
Three tools. One complete compliance infrastructure layer:
Compliance Controls & Evidence Library 75 practitioner-built controls across DDA, Savings, Loans, Credit Cards, and Payments. Each control includes a Control ID, applicable regulation, control description, control type (Preventive/Detective), frequency, owner, evidence requirements, and an evidence location field for your institution-specific documentation. Drop it in. Assign owners. Pass your next exam.
Regulatory Requirements Inventory 37 regulatory requirements translated from legalese into plain-English operational and system requirements across all five product lines. Every reg mapped to what your teams must do, what your systems must enforce, what triggers the requirement, and what evidence satisfies it.
Reg-to-Control Mapping 87 documented relationships connecting each regulatory requirement to the specific control(s) that operationalize it — by product line. This is the traceability thread examiners look for in a mature CMS: regulation → requirement → control → evidence. Most institutions can't produce it. You will.
What this is not: A policy template. A checklist. A generic framework.
What this is: The compliance infrastructure layer that sits between your policies and your evidence — built by a practitioner with 30+ years in banking compliance, designed to hold up under examiner scrutiny.
Covers: Reg E, Reg Z, Reg DD, Reg CC, Reg B, ECOA, HMDA, CRA, RESPA, FCRA, SCRA, MLA, GLBA, BSA/AML, OFAC, UDAAP, NACHA, PCI DSS, TCPA, TPRM, State Law
Most institutions have loan policies. Very few have the documented operational and system requirements that translate those policies into examiner-ready compliance.
The Loans Compliance Blueprint changes that.
Community banks, credit unions, and fintechs originating or servicing mortgage and consumer loans face the most complex federal regulatory framework in consumer finance. TRID timing. ATR/QM. RESPA tolerances. Fair lending. Loss mitigation. SCRA. MLA. HMDA.
30 requirements. 14 regulatory frameworks. One examiner-ready matrix.
Loans Compliance Blueprint — Regulatory Requirements Matrix
DDA / Savings Compliance Blueprint — Regulatory Requirements Matrix
Most institutions have an account disclosure. Very few have the documented operational and system requirements that show an examiner exactly what their teams do, what their systems enforce, and what evidence proves it.
The DDA / Savings Compliance Blueprint closes that gap.
32 requirements. 13 regulatory frameworks. One examiner-ready matrix.